Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 23 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (3 Jul 2015 to 8 Dec 2019)
    • CF29 Significant management (3 Jul 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jul 2015 to 8 Dec 2019)
    • CF30 Customer (24 Jul 2014 to 8 Dec 2019)
    • CF4 Partner (24 Jul 2014 to 8 Dec 2019)
  • Messels Limited (no longer approved here)

    FRN 403323

    • CF30 Customer (19 Jul 2013 to 14 Nov 2016)
  • Clockhouse Capital Limited (no longer approved here)

    FRN 594306

    • Employed By (19 Jul 2013 to 14 Nov 2016)
  • Stenham Advisors Plc (no longer approved here)

    FRN 561672

    • CF1 Director (2 Apr 2012 to 1 May 2012)
  • Stenham Asset Management (UK) Plc (no longer approved here)

    FRN 190748

    • CF30 Customer (4 Jan 2011 to 30 Mar 2012)
    • CF1 Director (4 Jan 2011 to 27 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.