Stenham Advisors Plc

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Akshay Krishnan
IRN AXK02445
- [FCA CF] Significant management (1 Jan 2022 to 12 Aug 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 12 Aug 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 12 Aug 2024)
- CF30 Customer (19 Dec 2014 to 8 Dec 2019)
Alastair Michael Drummond
IRN AMD01234
- CF30 Customer (23 Dec 2014 to 31 Jan 2017)
Bruce Cranmer Harington
IRN BCH01049
- [FCA CF] Client dealing (9 Dec 2019 to 28 Jan 2021)
- CF30 Customer (8 Feb 2016 to 8 Dec 2019)
Damian Nicholas Charles Cocking
IRN DNC01028
- CF30 Customer (2 Apr 2012 to 31 Dec 2012)
Dominique Montier
IRN DXM01558
- CF1 Director (8 Apr 2013 to 15 Oct 2013)
- CF30 Customer (2 Apr 2012 to 31 Dec 2017)
Gary Kirsten Rynhoud
IRN GKR01011
- CF30 Customer (19 Feb 2015 to 30 Sep 2015)
Giulio Battaglia
IRN GXB01762
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
- SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2024)
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2024)
- CF3 Chief Executive (6 Jan 2017 to 8 Dec 2019)
- CF30 Customer (6 Jan 2017 to 8 Dec 2019)
- CF1 Director (2 Apr 2012 to 8 Dec 2019)
Harry Joshua Wulfsohn
IRN HXW01038
- CF1 Director (20 Apr 2012 to 30 Nov 2012)
Javier Uribarren
IRN JXU01041
- CF30 Customer (2 Apr 2012 to 28 Feb 2014)
Jeremy Thomas Alun-Jones
IRN JTA01008
- CF1 Director (2 Apr 2012 to 1 May 2012)

Smaller firms operating under this firm's FCA authorisation.

BlueSigma Capital Limited (no longer appointed)
FRN 553682 · Appointed 10 Sep 2012 · Until 21 Mar 2013

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.