Giulio Battaglia

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stenham Asset Management (UK) Plc (no longer approved here)

    FRN 190748

    • SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2024)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
    • CF3 Chief Executive (6 Jan 2017 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2013 to 8 Dec 2019)
    • CF1 Director (4 Jan 2011 to 27 Mar 2012)
    • CF28 Systems and controls (12 Nov 2009 to 27 Mar 2012)
  • Stenham Advisors Plc (no longer approved here)

    FRN 561672

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2024)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2024)
    • CF3 Chief Executive (6 Jan 2017 to 8 Dec 2019)
    • CF30 Customer (6 Jan 2017 to 8 Dec 2019)
    • CF1 Director (2 Apr 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.