Stenham Asset Management (UK) Plc

• Principal Place of Business

  180 Great Portland Street

  London

  W1W 5QZ

  UNITED KINGDOM

  Phone

  +442070796646

  Web

  https://stenham.com

• Complaints Contact

  180 Great Portland Street

  London

  W1W 5QZ

  UNITED KINGDOM

  Phone

  +442070796646

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Akshay Krishnan

  IRN AXK02445

  • [FCA CF] Material risk taker (4 Jan 2023 to 12 Aug 2024)
  • [FCA CF] Significant management (4 Jan 2023 to 12 Aug 2024)
  • [FCA CF] Client dealing (4 Jan 2023 to 12 Aug 2024)
• Andrea Michelli-Lopez

  IRN AXM01620

  • CF30 Customer (28 May 2010 to 20 Oct 2010)
• Damian Nicholas Charles Cocking

  IRN DNC01028

  • CF30 Customer (4 Jun 2010 to 30 Mar 2012)
• Darryl Sean Noik

  IRN DSN01021

  • CF1 Director (8 Apr 2009 to 9 Aug 2010)
• David Farrant

  IRN DXF01179

  • CF13 Finance (1 Dec 2001 to 1 Jun 2006)
• Dominique Montier

  IRN DXM01558

  • CF30 Customer (22 Mar 2011 to 30 Mar 2012)
• Elizabeth Lynn Bruce

  IRN ELB01044

  • CF28 Systems and controls (1 Nov 2007 to 6 Aug 2008)
  • CF13 Finance (23 May 2006 to 31 Oct 2007)
• Gilles Schwendiman

  IRN GXS01330

  • CF22 Investment Adviser (Trainee) (30 Jun 2003 to 15 Sep 2003)
• Giulio Battaglia

  IRN GXB01762

  • SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
  • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2024)
  • CF3 Chief Executive (6 Jan 2017 to 8 Dec 2019)
  • CF30 Customer (1 Aug 2013 to 8 Dec 2019)
  • CF1 Director (4 Jan 2011 to 27 Mar 2012)
  • CF28 Systems and controls (12 Nov 2009 to 27 Mar 2012)
• Harry Joshua Wulfsohn

  IRN HXW01038

  • CF30 Customer (6 Jul 2010 to 30 Nov 2012)
  • CF11 Money Laundering Reporting (21 Apr 2004 to 23 Jul 2004)
  • CF1 Director (19 Aug 2003 to 27 Mar 2012)
  • CF10 Compliance Oversight (28 Feb 2003 to 10 Jun 2005)

• BlueSigma Capital Limited (no longer appointed)

  FRN 553682 · Appointed 16 Jun 2011 · Until 9 Sep 2012

No changes recorded yet.