Darryl Sean Noik

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CAPRICORN FUND MANAGERS LIMITED

    FRN 505252

    • [FCA CF] Client dealing (since 1 Dec 2022)
    • SMF16 Compliance Oversight (since 15 Jan 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (28 May 2019 to 8 Dec 2019)
    • CF1 Director (28 May 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 May 2019 to 8 Dec 2019)
    • CF29 Significant management (5 Jul 2017 to 28 May 2019)
  • Stenham Asset Management (UK) Plc (no longer approved here)

    FRN 190748

    • CF1 Director (8 Apr 2009 to 9 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.