Date authorised
1 April 2013
Companies House
07642540
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    180 Great Portland Street
    London
    W1W 5QZ
    UNITED KINGDOM
    Phone
    +4402070796646
  • Complaints Contact

    180 Great Portland Street
    London
    W1W 5QZ
    UNITED KINGDOM
    Phone
    +442070796646

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Damian Brannan

    IRN JDB01214

    • CF1 Director (13 Oct 2013 to 30 Jun 2016)
    • CF3 Chief Executive (13 Oct 2013 to 30 Jun 2016)
    • CF30 Customer (13 Oct 2013 to 30 Jun 2016)
  • Kathryn Robinson

    IRN KXR00152

    • [FCA CF] Material risk taker (since 15 Jul 2025)
    • [FCA CF] Significant management (since 15 Jul 2025)
    • [FCA CF] Client dealing (since 15 Jul 2025)
  • Kevin Eric Arenson

    IRN KEA01007

    • SMF3 Executive Director (since 24 Mar 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2026)
    • CF30 Customer (29 Mar 2013 to 8 Dec 2019)
    • CF1 Director (2 Apr 2012 to 11 Oct 2013)
  • Lydia Carroll

    IRN LXC01413

    • CF30 Customer (19 Dec 2014 to 26 Jul 2017)
  • Lynda Ann Stoelker

    IRN LAS01092

    • SMF3 Executive Director (9 Dec 2019 to 30 Oct 2020)
    • CF1 Director (29 Mar 2013 to 8 Dec 2019)
    • CF30 Customer (2 Apr 2012 to 8 Dec 2019)
  • Matthew Alexander Sinclair Rae

    IRN MAR01181

    • CF11 Money Laundering Reporting (2 Apr 2012 to 12 Feb 2014)
    • CF10 Compliance Oversight (2 Apr 2012 to 12 Feb 2014)
  • Michael Simon Willar

    IRN MXW00396

    • [FCA CF] Client dealing (1 Apr 2021 to 6 Jan 2023)
  • Mihir Kara

    IRN MXK00675

    • [FCA CF] Client dealing (13 Jun 2023 to 16 Apr 2026)
  • Myles Avery Richard Hurley

    IRN MAH01492

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (18 Dec 2015 to 8 Dec 2019)
  • Rael Mervyn Berelowitz

    IRN RXB01853

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jul 2021)
    • CF30 Customer (11 May 2012 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.