Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- [FCA CF] Client dealing (since 15 Sep 2022)
- [FCA CF] Significant management (since 25 Apr 2022)
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- SMF3 Executive Director (9 Dec 2019 to 30 Oct 2020)
- CF1 Director (29 Mar 2013 to 8 Dec 2019)
- CF30 Customer (2 Apr 2012 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 30 Mar 2012)
- CF27 Investment Management (5 Jul 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.