Matthew Alexander Sinclair Rae

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GLAFKA CAPITAL LTD

    FRN 841585

    • SMF16 Compliance Oversight (since 28 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Jul 2021)
  • Privium Fund Management (UK) Limited (no longer approved here)

    FRN 471186

    • CF11 Money Laundering Reporting (12 Sep 2017 to 29 Sep 2017)
    • CF10 Compliance Oversight (12 Sep 2017 to 29 Sep 2017)
  • Stenham Advisors Plc (no longer approved here)

    FRN 561672

    • CF10 Compliance Oversight (2 Apr 2012 to 12 Feb 2014)
    • CF11 Money Laundering Reporting (2 Apr 2012 to 12 Feb 2014)
  • Stenham Asset Management (UK) Plc (no longer approved here)

    FRN 190748

    • CF10a CASS Oversight function (1 Oct 2011 to 12 Feb 2014)
    • CF10 Compliance Oversight (23 May 2005 to 12 Feb 2014)
    • CF11 Money Laundering Reporting (20 Jul 2004 to 12 Feb 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.