Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Stenham Asset Management (UK) Plc
FRN 190748
- SMF3 Executive Director (since 17 May 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2026)
- CF30 Customer (1 Nov 2007 to 30 Mar 2012)
- CF1 Director (1 Dec 2001 to 27 Mar 2012)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 21 Feb 2003)
- CF3 Chief Executive (1 Dec 2001 to 27 Mar 2012)
-
Stenham Advisors Plc
FRN 561672
- SMF3 Executive Director (since 24 Mar 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2026)
- CF30 Customer (29 Mar 2013 to 8 Dec 2019)
- CF1 Director (2 Apr 2012 to 11 Oct 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.