Date authorised
1 April 2013
Companies House
OC320407
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Sloane Terrace
    London
    SW1X 9DQ
    UNITED KINGDOM
    Phone
    +4402031551980
  • Complaints Contact

    4 Sloane Terrace
    London
    SW1X 9DQ
    UNITED KINGDOM
    Phone
    +4402031551980

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Asia Debt Management Hong Kong Limited

    IRN XXA01055

    • CF4 Partner (2 Oct 2006 to 3 Mar 2017)
  • Alastair Willis Peter Cooper

    IRN AWC01036

    • SMF27 Partner (since 22 Jan 2022)
    • [FCA CF] Client dealing (since 24 Mar 2021)
    • [FCA CF] Significant management (24 Mar 2021 to 25 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
    • CF4 Partner (21 Jun 2017 to 8 Dec 2019)
    • CF30 Customer (21 Jun 2017 to 8 Dec 2019)
  • Andrew James Crowston

    IRN AJC01228

    • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
    • CF27 Investment Management (2 Oct 2006 to 31 Oct 2007)
    • CF4 Partner (2 Oct 2006 to 31 Mar 2009)
    • CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
  • Anna Louise Rainsford

    IRN ALR01047

    • [FCA CF] Significant management (since 24 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
    • CF4 Partner (27 Jun 2017 to 8 Dec 2019)
  • Anthony Stalker

    IRN AXS02270

    • CF30 Customer (1 Nov 2007 to 1 Apr 2018)
    • CF10 Compliance Oversight (2 Oct 2006 to 1 May 2015)
    • CF11 Money Laundering Reporting (2 Oct 2006 to 1 May 2015)
    • CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
    • CF27 Investment Management (2 Oct 2006 to 31 Oct 2007)
    • CF4 Partner (2 Oct 2006 to 1 Apr 2018)
  • Archie Burgess

    IRN AXB04874

    • [FCA CF] Client dealing (since 1 Jun 2025)
  • Aurore Gil

    IRN AXG00790

    • [FCA CF] Client dealing (27 Jul 2023 to 19 Jul 2024)
  • Benoit Boisseuil

    IRN BXB01725

    • [FCA CF] Client dealing (27 Jul 2023 to 30 Jan 2024)
  • Frederick George Robert Appleby

    IRN FGA01004

    • CF30 Customer (1 Sep 2015 to 8 Dec 2019)
  • Gavin Sasson

    IRN GXS02623

    • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
    • CF4 Partner (9 Jun 2017 to 8 Dec 2019)
    • CF30 Customer (9 Jun 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.