Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 22 Jan 2022)
    • [FCA CF] Client dealing (since 24 Mar 2021)
    • [FCA CF] Significant management (24 Mar 2021 to 25 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 9 Dec 2019)
    • CF4 Partner (21 Jun 2017 to 8 Dec 2019)
    • CF30 Customer (21 Jun 2017 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 15 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

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