STATE STREET UNIT TRUST MANAGEMENT LIMITED

Date authorised
1 April 2013
Companies House
02669933
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Churchill Place
    London
    E14 5HJ
    UNITED KINGDOM
    Phone
    +442033956000

  • Complaints Contact

    20 Churchill Place
    London
    E14 5HJ
    UNITED KINGDOM
    Phone
    +442033956000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas John Pearce

    IRN NJP01089

    • CF28 Systems and controls (1 Nov 2007 to 30 Dec 2011)
    • CF1 Director (18 Apr 2007 to 30 Dec 2011)
    • CF13 Finance (20 Feb 2007 to 31 Oct 2007)
  • Nigel David Wightman

    IRN NDW01021

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 2 Jan 2026)
    • CF2 Non Executive Director (21 Oct 2019 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 18 Mar 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 11 Mar 2002)
    • CF3 Chief Executive (1 Dec 2001 to 11 Mar 2002)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 18 Mar 2005)
    • CF10 Compliance Oversight (1 Dec 2001 to 18 Mar 2005)
  • Patrick Kieran Mooney

    IRN PKM01012

    • CF1 Director (27 Jun 2006 to 6 Apr 2012)
    • CF3 Chief Executive (27 Jun 2006 to 6 Apr 2012)
    • CF8 Apportionment and Oversight (27 Jun 2006 to 31 Oct 2007)
  • Patrick Thomas Galligan

    IRN PTG01023

    • [FCA CF] Significant management (9 Dec 2019 to 10 Mar 2023)
    • CF28 Systems and controls (23 Dec 2013 to 8 Dec 2019)
  • Paul Francis Duncombe

    IRN PFD01011

    • CF1 Director (5 Sep 2005 to 29 Sep 2006)
  • Paul Redmond Laffan

    IRN PRL01079

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Oct 2025)
    • CF11 Money Laundering Reporting (23 Dec 2016 to 8 Dec 2019)
  • Peter Charles Dougherty

    IRN PCD01053

    • CF11 Money Laundering Reporting (2 Jun 2014 to 3 Mar 2016)
  • Peter O'Neill

    IRN PXO01036

    • CF29 Significant management (5 Dec 2012 to 1 Jul 2015)
  • Peter Tero Robinson

    IRN PTR01020

    • CF28 Systems and controls (30 Mar 2011 to 24 May 2013)
  • Rajiv Pravinchandra Vyas

    IRN RXV01071

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 May 2021)
    • CF10 Compliance Oversight (8 Sep 2017 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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