Nicholas John Pearce

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Towers Watson Investment Management Limited (no longer approved here)
FRN 446740
- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2023)
Discovery Credit Union Limited (no longer approved here)
FRN 218839
- CF2 Non Executive Director (7 Dec 2015 to 6 Mar 2016)
State Street Global Advisors Limited (no longer approved here)
FRN 146665
- CF28 Systems and controls (1 Nov 2007 to 30 Dec 2011)
- CF1 Director (18 Apr 2007 to 30 Dec 2011)
- CF13 Finance (20 Feb 2007 to 31 Oct 2007)
STATE STREET UNIT TRUST MANAGEMENT LIMITED (no longer approved here)
FRN 154639
- CF28 Systems and controls (1 Nov 2007 to 30 Dec 2011)
- CF1 Director (18 Apr 2007 to 30 Dec 2011)
- CF13 Finance (20 Feb 2007 to 31 Oct 2007)
AllianceBernstein Limited (no longer approved here)
FRN 147956
- CF13 Finance (1 Jul 2002 to 25 Jan 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.