Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 2 Jan 2026)
- CF2 Non Executive Director (21 Oct 2019 to 8 Dec 2019)
- CF8 Apportionment and Oversight (1 Dec 2001 to 11 Mar 2002)
- CF1 Director (1 Dec 2001 to 18 Mar 2005)
- CF10 Compliance Oversight (1 Dec 2001 to 18 Mar 2005)
- CF11 Money Laundering Reporting (1 Dec 2001 to 18 Mar 2005)
- CF3 Chief Executive (1 Dec 2001 to 11 Mar 2002)
-
- SMF9 Chair of the Governing Body (10 Dec 2018 to 2 Jan 2026)
- CF2a Chair of the Nominations Committee (17 Jul 2017 to 9 Dec 2018)
- SIMF9 Chairman (17 Jul 2017 to 9 Dec 2018)
- CF2 Non Executive Director (7 Sep 2015 to 6 Mar 2016)
- CF1 Director (26 Feb 2003 to 18 Mar 2005)
-
- CF4 Partner (14 Aug 2015 to 14 Sep 2017)
- CF30 Customer (14 Aug 2015 to 14 Sep 2017)
-
- CF21 Investment Adviser (1 Dec 2001 to 18 Mar 2005)
- CF3 Chief Executive (1 Dec 2001 to 18 Mar 2005)
- CF8 Apportionment and Oversight (1 Dec 2001 to 18 Mar 2005)
- CF1 Director (1 Dec 2001 to 18 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.