Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • STATE STREET UNIT TRUST MANAGEMENT LIMITED (no longer approved here)

    FRN 154639

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 2 Jan 2026)
    • CF2 Non Executive Director (21 Oct 2019 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 11 Mar 2002)
    • CF1 Director (1 Dec 2001 to 18 Mar 2005)
    • CF10 Compliance Oversight (1 Dec 2001 to 18 Mar 2005)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 18 Mar 2005)
    • CF3 Chief Executive (1 Dec 2001 to 11 Mar 2002)
  • MANAGED PENSION FUNDS LIMITED (no longer approved here)

    FRN 221340

    • SMF9 Chair of the Governing Body (10 Dec 2018 to 2 Jan 2026)
    • CF2a Chair of the Nominations Committee (17 Jul 2017 to 9 Dec 2018)
    • SIMF9 Chairman (17 Jul 2017 to 9 Dec 2018)
    • CF2 Non Executive Director (7 Sep 2015 to 6 Mar 2016)
    • CF1 Director (26 Feb 2003 to 18 Mar 2005)
  • European and Global Advisers LLP (no longer approved here)

    FRN 569000

    • CF4 Partner (14 Aug 2015 to 14 Sep 2017)
    • CF30 Customer (14 Aug 2015 to 14 Sep 2017)
  • State Street Global Advisors Limited (no longer approved here)

    FRN 146665

    • CF21 Investment Adviser (1 Dec 2001 to 18 Mar 2005)
    • CF3 Chief Executive (1 Dec 2001 to 18 Mar 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 18 Mar 2005)
    • CF1 Director (1 Dec 2001 to 18 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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