St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Nettleton

    IRN AJN00032

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 4 Aug 2021)
    • CF30 Customer (since 19 Jul 2021)
  • Andrew Newcombe

    IRN AXN00036

    • CF30 Customer (1 Nov 2007 to 31 Jul 2020)
    • CF1 Director (AR) (14 Nov 2005 to 5 Nov 2019)
    • CF21 Investment Adviser (15 Dec 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Mar 2003 to 15 Dec 2003)
  • Andrew Newell Higgs

    IRN AXH00927

    • CF30 Customer (2 Jun 2023 to 15 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (20 Mar 2023 to 15 Nov 2023)
  • Andrew Nicholas Barber

    IRN AXB02089

    • CF30 Customer (1 Oct 2009 to 24 Jun 2010)
  • Andrew Nicholas Peck

    IRN ANP01024

    • CF30 Customer (1 Nov 2007 to 27 Dec 2007)
    • CF21 Investment Adviser (15 Feb 2006 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (6 Oct 2005 to 19 Dec 2005)
    • CF22 Investment Adviser (Trainee) (6 Oct 2005 to 15 Feb 2006)
  • Andrew Nigel Timothy Harvey

    IRN AXH00884

    • CF30 Customer (13 Mar 2023 to 31 Dec 2024)
    • Appointed representative dealing with clients for which they require qualification (22 Aug 2022 to 31 Dec 2024)
  • Andrew Norman George Selby

    IRN ANS01056

    • Appointed representative dealing with clients for which they require qualification (13 Mar 2020 to 7 Mar 2022)
    • CF30 Customer (4 Mar 2020 to 7 Mar 2022)
    • CF1 Director (AR) (4 Mar 2020 to 7 Mar 2022)
  • Andrew Paul Davies-Rounds

    IRN APD01142

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF4 Partner (AR) (since 5 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 24 Jun 2015)
  • Andrew Paul Fell

    IRN APF01044

    • CF30 Customer (8 Dec 2011 to 4 Jan 2016)
  • Andrew Paul Godwin

    IRN APG00012

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Dec 2021)
    • CF30 Customer (18 Feb 2013 to 22 Dec 2021)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.