Andrew Newell Higgs

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Carlton Asset Management Limited

    FRN 133693

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 11 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 11 Jul 2025)
  • Crystal Financial Solutions Limited (no longer approved here)

    FRN 622200

    • [FCA CF] Client dealing (1 Feb 2024 to 31 Dec 2024)
    • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 31 Dec 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (2 Jun 2023 to 15 Nov 2023)
    • Appointed representative dealing with clients for which they require qualification (20 Mar 2023 to 15 Nov 2023)
  • Apollo Private Wealth Ltd (no longer approved here)

    FRN 776254

    • (14)Employed By (2 Jun 2023 to 15 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Apollo Private Wealth Ltd

  2. controlled function added: (14)Employed By at Apollo Private Wealth Ltd