Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF4 Partner (AR) (since 5 Oct 2023)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 24 Jun 2015)
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- (2)Employed By (since 24 Jun 2015)
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- (23)Employed By (17 Nov 2011 to 24 Apr 2015)
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- CF30 Customer (17 Nov 2011 to 24 Apr 2015)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (23)Employed By at Centrad Limited