Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Wealth Management Limited
FRN 188596
- 7. Giving personal recommendations on long-term care insurance contracts
- 11. Pension transfer specialist
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 30 Mar 2026)
- [FCA CF] Client dealing (since 30 Mar 2026)
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Fairstone Financial Management Limited
FRN 475973
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 11. Pension transfer specialist
- 21. Advising or arranging (bringing about) equity release transactions
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 30 Mar 2026)
- [FCA CF] Functions requiring qualifications (since 30 Mar 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 15 Jul 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jul 2021)
- CF30 Customer (10 Mar 2016 to 8 Dec 2019)
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- CF30 Customer (8 Dec 2011 to 4 Jan 2016)
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- Employed By (8 Dec 2011 to 4 Jan 2016)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2011)
- CF21 Investment Adviser (20 Feb 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (24 Jan 2005 to 20 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.