Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Mar 2026)
    • [FCA CF] Client dealing (since 30 Mar 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 30 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 30 Mar 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Jul 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jul 2021)
    • CF30 Customer (10 Mar 2016 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (8 Dec 2011 to 4 Jan 2016)
  • Andrew Fell (no longer approved here)

    FRN 570486

    • Employed By (8 Dec 2011 to 4 Jan 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 31 Dec 2011)
    • CF21 Investment Adviser (20 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Jan 2005 to 20 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.