St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
1 month ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Noel Cannon

    IRN CNC00003

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF4 Partner (AR) (since 21 Jul 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 8 Sep 2010)
  • Charles Patrick Dunne

    IRN CPD00006

    • CF21 Investment Adviser (8 Apr 2004 to 6 Aug 2004)
    • CF22 Investment Adviser (Trainee) (10 Dec 2003 to 8 Apr 2004)
  • Charles Patrick John Ferrier

    IRN CXF19355

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 7 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 28 Aug 2019)
  • Charles Paul Stewart

    IRN CPS01079

    • CF30 Customer (1 Nov 2007 to 15 Sep 2010)
    • CF22 Investment Adviser (Trainee) (23 Aug 2007 to 31 Oct 2007)
  • Charles Phillip Piper

    IRN CXP00323

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 2 Dec 2021)
    • CF30 Customer (since 18 Nov 2021)
  • Charles Richard McTigue

    IRN CXM00687

    • CF30 Customer (6 Jul 2022 to 19 Apr 2024)
    • Appointed representative dealing with clients for which they require qualification (27 Jun 2022 to 19 Apr 2024)
  • Charles Richard Riley

    IRN RXR01274

    • CF30 Customer (1 Nov 2007 to 6 Feb 2017)
    • CF22 Investment Adviser (Trainee) (23 Oct 2007 to 31 Oct 2007)
  • Charles Richard Westrope

    IRN CRW00018

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 19 Oct 2010)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (21 Apr 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Jan 2004 to 21 Apr 2004)
  • Charles Robert Davies

    IRN CXD78636

    • Appointed representative dealing with clients for which they require qualification (3 Jun 2020 to 31 May 2024)
    • CF30 Customer (12 May 2020 to 31 May 2024)
  • Charles Sebuliba

    IRN CXS02435

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Mar 2023)
    • CF30 Customer (19 May 2017 to 14 Mar 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.