Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 13 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 13 Jan 2025)
  • Specialist Trust Solutions LLP (no longer approved here)

    FRN 401684

    • (19)Employed By (30 Dec 2021 to 14 Mar 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Mar 2023)
    • CF30 Customer (19 May 2017 to 14 Mar 2023)
  • Palmer Wealth Management (no longer approved here)

    FRN 503448

    • (1)Employed By (25 Mar 2019 to 14 Mar 2023)
  • Charles Sebuliba (no longer approved here)

    FRN 778849

    • Employed By (19 May 2017 to 14 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

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