Charles Robert Davies

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 12 Nov 2024)
    • CF1 Director (AR) (since 24 Oct 2024)
    • CF30 Customer (since 24 Oct 2024)
  • Efinity Wealth Limited

    FRN 1019478

    • (1)Employed By (since 24 Oct 2024)
  • Attivo Financial Limited (no longer approved here)

    FRN 497130

    • [FCA CF] Client dealing (28 Jun 2024 to 10 Sep 2024)
    • [FCA CF] Functions requiring qualifications (28 Jun 2024 to 10 Sep 2024)
  • RWA FP Ltd (no longer approved here)

    FRN 978370

    • (3)Employed By (7 Jul 2022 to 31 May 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (3 Jun 2020 to 31 May 2024)
    • CF30 Customer (12 May 2020 to 31 May 2024)

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