Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- CF4 Partner (AR) (since 21 Jul 2021)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 8 Sep 2010)
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Robur Wealth Management
FRN 531107
- (2)Employed By (since 8 Sep 2010)
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- CF30 Customer (1 Nov 2007 to 29 Oct 2010)
- CF21 Investment Adviser (16 May 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Dec 2004 to 16 May 2005)
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- Employed By (18 Jul 2002 to 19 Aug 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2004)
- CF7 Sole Trader (AR) (1 Dec 2001 to 30 Dec 2004)
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- Employed By (24 Nov 2001 to 30 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.