Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF4 Partner (AR) (since 21 Jul 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 8 Sep 2010)
    • (2)Employed By (since 8 Sep 2010)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 29 Oct 2010)
    • CF21 Investment Adviser (16 May 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Dec 2004 to 16 May 2005)
  • Blue Force Services Ltd (no longer approved here)

    FRN 211173

    • Employed By (18 Jul 2002 to 19 Aug 2004)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2004)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 30 Dec 2004)
  • Cannon Financial Services (no longer approved here)

    FRN 207571

    • Employed By (24 Nov 2001 to 30 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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