St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bobby Jo Whelan

    IRN BJW01120

    • CF30 Customer (16 Feb 2015 to 31 Jan 2017)
  • Bobinder Singh Nahal

    IRN BSN00008

    • CF30 Customer (20 Oct 2016 to 19 Sep 2019)
  • Bodie Wayne Dove

    IRN BXD01547

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 29 Jul 2021)
    • CF30 Customer (since 26 Jul 2021)
  • Bonaventure Eric Robinson

    IRN BXR00111

    • CF30 Customer (13 May 2024 to 30 Dec 2025)
    • Appointed representative dealing with clients for which they require qualification (20 Nov 2023 to 30 Dec 2025)
  • Bond Katrina Faulkner

    IRN BKF00008

    • CF1 Director (AR) (15 Jul 2016 to 4 Jan 2024)
  • Bradley Aaron Linekar Cain

    IRN BXC00352

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF4 Partner (AR) (since 24 Jan 2025)
    • CF30 Customer (since 2 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (since 29 Jan 2024)
  • Bradley Cronk

    IRN BXC21293

    • CF30 Customer (3 Oct 2019 to 20 Mar 2020)
  • Bradley Daniel Sheridan

    IRN BXS00292

    • Appointed representative dealing with clients for which they require qualification (23 Jun 2022 to 16 Nov 2023)
    • CF30 Customer (12 Apr 2022 to 16 Nov 2023)
  • Bradley Graham Smith

    IRN BGS01028

    • [FCA CF] Functions requiring qualifications (31 Aug 2021 to 1 Sep 2023)
  • Bradley John James

    IRN BXJ00058

    • CF30 Customer (6 Jan 2023 to 12 Sep 2024)
    • Appointed representative dealing with clients for which they require qualification (22 Aug 2022 to 12 Sep 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.