Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 16 Apr 2025)
    • [FCA CF] Client dealing (since 16 Apr 2025)
  • Radiant Financial Planning Limited (no longer approved here)

    FRN 192396

    • [FCA CF] Client dealing (16 Sep 2024 to 5 Mar 2025)
    • [FCA CF] Functions requiring qualifications (16 Sep 2024 to 5 Mar 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (6 Jan 2023 to 12 Sep 2024)
    • Appointed representative dealing with clients for which they require qualification (22 Aug 2022 to 12 Sep 2024)
  • Ryley Wealth Management Ltd (no longer approved here)

    FRN 416770

    • (16)Employed By (6 Jan 2023 to 12 Sep 2024)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • Appointed representative dealing with clients for which they require qualification (3 Mar 2021 to 5 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

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