Bradley Graham Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • [FCA CF] Functions requiring qualifications (31 Aug 2021 to 1 Sep 2023)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (23 Dec 2019 to 28 Jun 2021)
    • [FCA CF] Functions requiring qualifications (23 Dec 2019 to 28 Jun 2021)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 7 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 17 Jun 2010)
    • CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (16 Oct 2006 to 27 Jul 2007)
    • CF22 Investment Adviser (Trainee) (21 Dec 2004 to 16 Oct 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (28 Apr 2003 to 4 Jun 2004)
    • CF22 Investment Adviser (Trainee) (10 May 2002 to 28 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.