Bobinder Singh Nahal

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 10 Jul 2023)
    • [FCA CF] Functions requiring qualifications (since 10 Jul 2023)
  • Baron & Grant Investment Management Limited (no longer approved here)

    FRN 930300

    • CF30 Customer (3 Mar 2023 to 3 Mar 2023)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Mar 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Feb 2023)
    • CF30 Customer (29 Aug 2019 to 3 Feb 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (20 Oct 2016 to 19 Sep 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (13 Jun 2014 to 1 Dec 2016)

Recent activity

Updates to this individual's record on the FCA register.

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