Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 29 Jul 2021)
- CF30 Customer (since 26 Jul 2021)
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Lester Brunt Wealth Management Ltd
FRN 608489
- (14)Employed By (since 26 Jul 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Jul 2021)
- CF30 Customer (9 Nov 2016 to 12 Jul 2021)
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- Employed By (9 Nov 2016 to 12 Jul 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.