ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Kevin Williams
IRN KXW00010
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kian Tiong Sim
IRN KTS00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kim Spence
IRN KXT01146
- CF22 Investment Adviser (Trainee) (29 May 2003 to 3 Jun 2003)
Kingsley Juett
IRN KXJ00002
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Knut Ferner Robson
IRN KFR00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kunal Oak
IRN KXO00061
- SMF18 Other Overall Responsibility (since 13 Mar 2026)
- [FCA CF] Material risk taker (15 Aug 2025 to 16 Mar 2026)
- [FCA CF] Significant management (3 Oct 2024 to 16 Mar 2026)
Lachlan MacKinnon MacGregor
IRN LMM00001
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 May 2002)
Lance Thompson
IRN LXT00014
- CF22 Investment Adviser (Trainee) (10 Oct 2002 to 3 Jun 2003)
Laura Blake
IRN LXB00539
- [FCA CF] Significant management (since 6 Feb 2023)
- [FCA CF] Material risk taker (14 May 2024 to 23 Jan 2025)
Lauren Jay Johnson
IRN LJJ00004
- CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (29 Jan 2002 to 12 Sep 2002)

Smaller firms operating under this firm's FCA authorisation.

Reid & Co Trust & Estate Planning (no longer appointed)
FRN 225353 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Fundamental Leisure Ltd (no longer appointed)
FRN 225356 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Primrose Associates Limited (no longer appointed)
FRN 225355 · Appointed 3 Jun 2003 · Until 24 Nov 2004
Complete Mortgage Centre Ltd (no longer appointed)
FRN 225354 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Mortgage Hut Ltd (no longer appointed)
FRN 225014 · Appointed 15 May 2003 · Until 8 Dec 2004
Penney Partnership Ltd (no longer appointed)
FRN 224994 · Appointed 14 May 2003 · Until 3 Jun 2004
Nicholas Slater & Co Ltd (no longer appointed)
FRN 224995 · Appointed 14 May 2003 · Until 3 Jun 2004
Alison Rigg Limited (no longer appointed)
FRN 224993 · Appointed 14 May 2003 · Until 3 Jun 2004
The Bespoke Mortgage Company (no longer appointed)
FRN 224996 · Appointed 14 May 2003 · Until 3 Jun 2004
Mortgage Line Services (no longer appointed)
FRN 224341 · Appointed 14 Apr 2003 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.