Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
FRN 122472
- SMF18 Other Overall Responsibility (since 13 Mar 2026)
- [FCA CF] Material risk taker (15 Aug 2025 to 16 Mar 2026)
- [FCA CF] Significant management (3 Oct 2024 to 16 Mar 2026)
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ST. JAMES'S PLACE UK PLC
FRN 150026
- [FCA CF] Material risk taker (since 15 Aug 2025)
- [FCA CF] Significant management (since 3 Oct 2024)
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- [FCA CF] Significant management (since 23 Jul 2025)
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St. James's Place Wealth Management Plc
FRN 195351
- [FCA CF] Significant management (since 3 Oct 2024)
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- [FCA CF] Significant management (25 Oct 2021 to 3 Jul 2024)
- [FCA CF] Manager of certification employee (21 Apr 2021 to 3 Jul 2024)
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- [FCA CF] Significant management (25 Oct 2021 to 3 Jul 2024)
- [FCA CF] Manager of certification employee (21 Apr 2021 to 3 Jul 2024)
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- [FCA CF] Significant management (25 Oct 2021 to 3 Jul 2024)
- [FCA CF] Manager of certification employee (21 Apr 2021 to 3 Jul 2024)
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- [FCA CF] Significant management (25 Oct 2021 to 3 Jul 2024)
- [FCA CF] Manager of certification employee (25 Oct 2021 to 3 Jul 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.