Kian Tiong Sim

• True Potential Wealth Management LLP (no longer approved here)

  FRN 529810

  • [FCA CF] Client dealing (5 May 2023 to 9 May 2024)
  • [FCA CF] Functions requiring qualifications (5 May 2023 to 9 May 2024)
• TenetConnect Limited (no longer approved here)

  FRN 149826

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 May 2023)
  • CF30 Customer (24 Feb 2015 to 15 May 2023)
• Lucra Ltd (no longer approved here)

  FRN 471916

  • Employed By (10 Oct 2014 to 15 May 2023)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF30 Customer (1 Nov 2007 to 7 Apr 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF30 Customer (1 Nov 2007 to 8 Feb 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Scottish Widows Unit Trust Managers Limited (no longer approved here)

  FRN 122129

  • CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
• ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

  FRN 122472

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• ST. JAMES'S PLACE UK PLC (no longer approved here)

  FRN 150026

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

No changes recorded yet.