Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (12 Sep 2011 to 21 Dec 2012)
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- CF30 Customer (30 Jan 2009 to 13 Jul 2009)
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- CF30 Customer (1 Nov 2007 to 27 Feb 2009)
- CF21 Investment Adviser (2 Nov 2005 to 31 Oct 2007)
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- (2)Employed By (2 Nov 2005 to 27 Feb 2009)
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- CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (29 Jan 2002 to 12 Sep 2002)
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- CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (29 Jan 2002 to 12 Sep 2002)
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- CF21 Investment Adviser (12 Sep 2002 to 19 Jan 2006)
- CF22 Investment Adviser (Trainee) (29 Jan 2002 to 12 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.