ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Date authorised
1 April 2013
Companies House
00947644
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kevin Williams

    IRN KXW00010

    • (1121)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Kian Tiong Sim

    IRN KTS00002

    • (1552)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Kim Spence

    IRN KXT01146

    • (1440)CF22 Investment Adviser (Trainee) (19 Mar 2002 to 29 May 2003)
  • Kingsley Juett

    IRN KXJ00002

    • (952)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Knut Ferner Robson

    IRN KFR00001

    • (786)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Kunal Oak

    IRN KXO00061

    • (68)SMF18 Other Overall Responsibility (since 13 Mar 2026)
    • (1971)[FCA CF] Material risk taker (15 Aug 2025 to 16 Mar 2026)
    • (1972)[FCA CF] Significant management (3 Oct 2024 to 16 Mar 2026)
  • Lachlan MacKinnon MacGregor

    IRN LMM00001

    • (303)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 May 2002)
  • Lance Thompson

    IRN LXT00014

    • (1056)CF22 Investment Adviser (Trainee) (10 Oct 2002 to 3 Jun 2003)
  • Laura Blake

    IRN LXB00539

    • (36)[FCA CF] Significant management (since 6 Feb 2023)
    • (1294)[FCA CF] Material risk taker (14 May 2024 to 23 Jan 2025)
  • Lauren Jay Johnson

    IRN LJJ00004

    • (626)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
    • (625)CF22 Investment Adviser (Trainee) (29 Jan 2002 to 12 Sep 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Andrew Cohen (no longer appointed)

    FRN 174939 · Appointed 1 Jan 1992 · Until 3 Jun 2004

  • John Ernest Ellershaw (no longer appointed)

    FRN 164968 · Appointed 1 Jan 1992 · Until 3 Jun 2004

  • Geoffrey Harris (no longer appointed)

    FRN 174969 · Appointed 1 Jan 1992 · Until 3 Jun 2004

  • John Mason & Company (no longer appointed)

    FRN 183610 · Appointed 1 Jan 1992 · Until 3 Jun 2004

  • Homi Mewawalla (no longer appointed)

    FRN 174955 · Appointed 1 Jan 1992 · Until 3 Jun 2004

  • All Types of Mortgages (no longer appointed)

    FRN 200849 · Appointed 1 Dec 1991 · Until 3 Jun 2004

  • Stephen Sheldrake (no longer appointed)

    FRN 174930 · Appointed 1 Dec 1991 · Until 5 Dec 2003

  • Peter Eaves (no longer appointed)

    FRN 174972 · Appointed 1 Nov 1991 · Until 3 Jun 2004

  • MJ Alldridge & Co (no longer appointed)

    FRN 178308 · Appointed 1 Nov 1991 · Until 7 Dec 2004

  • The Comms Group Ltd (no longer appointed)

    FRN 201085 · Appointed 18 Jul 1991 · Until 3 Jun 2004

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (54)[FCA CF] Material risk taker

  2. controlled function added: (53)[FCA CF] Material risk taker

  3. controlled function added: (52)[FCA CF] Material risk taker

  4. controlled function added: (51)[FCA CF] Significant management

  5. controlled function added: (50)[FCA CF] Material risk taker

  6. controlled function added: (49)[FCA CF] Significant management

  7. controlled function added: (48)[FCA CF] Significant management

  8. controlled function added: (47)[FCA CF] Material risk taker

  9. controlled function added: (46)[FCA CF] Functions requiring qualifications

  10. controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds