ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Kevin Williams
IRN KXW00010
- (1121)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kian Tiong Sim
IRN KTS00002
- (1552)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kim Spence
IRN KXT01146
- (1440)CF22 Investment Adviser (Trainee) (19 Mar 2002 to 29 May 2003)
Kingsley Juett
IRN KXJ00002
- (952)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Knut Ferner Robson
IRN KFR00001
- (786)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kunal Oak
IRN KXO00061
- (68)SMF18 Other Overall Responsibility (since 13 Mar 2026)
- (1971)[FCA CF] Material risk taker (15 Aug 2025 to 16 Mar 2026)
- (1972)[FCA CF] Significant management (3 Oct 2024 to 16 Mar 2026)
Lachlan MacKinnon MacGregor
IRN LMM00001
- (303)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 May 2002)
Lance Thompson
IRN LXT00014
- (1056)CF22 Investment Adviser (Trainee) (10 Oct 2002 to 3 Jun 2003)
Laura Blake
IRN LXB00539
- (36)[FCA CF] Significant management (since 6 Feb 2023)
- (1294)[FCA CF] Material risk taker (14 May 2024 to 23 Jan 2025)
Lauren Jay Johnson
IRN LJJ00004
- (626)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (625)CF22 Investment Adviser (Trainee) (29 Jan 2002 to 12 Sep 2002)

Smaller firms operating under this firm's FCA authorisation.

The Clarke Financial Partnership (no longer appointed)
FRN 194012 · Appointed 2 Dec 1999 · Until 3 Jun 2004
Watercress Associates Ltd (no longer appointed)
FRN 193967 · Appointed 1 Dec 1999 · Until 8 Jul 2003
Tower York Financial Services (Alan Brown) (no longer appointed)
FRN 192334 · Appointed 1 Dec 1999 · Until 3 Jun 2004
JRF Mortgages (no longer appointed)
FRN 201559 · Appointed 1 Dec 1999 · Until 30 Oct 2003
Alan Reed Management (no longer appointed)
FRN 192336 · Appointed 25 Nov 1999 · Until 3 Jun 2004
Teachers Pensions Services (Chris Scott) (no longer appointed)
FRN 192433 · Appointed 23 Nov 1999 · Until 3 Jun 2004
Nevill Associates (no longer appointed)
FRN 192468 · Appointed 23 Nov 1999 · Until 3 Jun 2004
Michael Symonds (no longer appointed)
FRN 188950 · Appointed 23 Nov 1999 · Until 3 Jun 2004
Clifford David Associates (no longer appointed)
FRN 192436 · Appointed 23 Nov 1999 · Until 3 Jun 2004
Hampstons Estates Limited (no longer appointed)
FRN 201782 · Appointed 15 Nov 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

11 hours ago
controlled function added: (84)14. Managing investments
11 hours ago
controlled function added: (83)[FCA CF] CASS oversight function
11 hours ago
controlled function added: (82)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (81)[FCA CF] Material risk taker
11 hours ago
controlled function added: (80)[FCA CF] Significant management
11 hours ago
controlled function added: (79)[FCA CF] Manager of certification employee
11 hours ago
controlled function added: (78)[FCA CF] Material risk taker
11 hours ago
controlled function added: (77)[FCA CF] Significant management
11 hours ago
controlled function added: (76)[FCA CF] Material risk taker
11 hours ago
controlled function added: (75)SMF7 Group Entity Senior Manager

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.