ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Date authorised
1 April 2013
Companies House
00947644
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kevin Williams

    IRN KXW00010

    • (1121)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Kian Tiong Sim

    IRN KTS00002

    • (1552)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Kim Spence

    IRN KXT01146

    • (1440)CF22 Investment Adviser (Trainee) (19 Mar 2002 to 29 May 2003)
  • Kingsley Juett

    IRN KXJ00002

    • (952)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Knut Ferner Robson

    IRN KFR00001

    • (786)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Kunal Oak

    IRN KXO00061

    • (68)SMF18 Other Overall Responsibility (since 13 Mar 2026)
    • (1971)[FCA CF] Material risk taker (15 Aug 2025 to 16 Mar 2026)
    • (1972)[FCA CF] Significant management (3 Oct 2024 to 16 Mar 2026)
  • Lachlan MacKinnon MacGregor

    IRN LMM00001

    • (303)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 May 2002)
  • Lance Thompson

    IRN LXT00014

    • (1056)CF22 Investment Adviser (Trainee) (10 Oct 2002 to 3 Jun 2003)
  • Laura Blake

    IRN LXB00539

    • (36)[FCA CF] Significant management (since 6 Feb 2023)
    • (1294)[FCA CF] Material risk taker (14 May 2024 to 23 Jan 2025)
  • Lauren Jay Johnson

    IRN LJJ00004

    • (626)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
    • (625)CF22 Investment Adviser (Trainee) (29 Jan 2002 to 12 Sep 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Richard Carr (no longer appointed)

    FRN 201083 · Appointed 1 May 1995 · Until 3 Jun 2004

  • Anthony C Marangos (no longer appointed)

    FRN 179430 · Appointed 1 May 1995 · Until 3 Jun 2004

  • The Mortgage Desk (no longer appointed)

    FRN 176708 · Appointed 13 Mar 1995 · Until 3 Jun 2004

  • Lapada (no longer appointed)

    FRN 201790 · Appointed 17 Feb 1995 · Until 3 Jun 2004

  • David Staley (no longer appointed)

    FRN 176197 · Appointed 3 Feb 1995 · Until 3 Jun 2004

  • Michael Whitewood (no longer appointed)

    FRN 176198 · Appointed 3 Feb 1995 · Until 3 Jun 2004

  • Royle Consulting Group (no longer appointed)

    FRN 178324 · Appointed 1 Feb 1995 · Until 3 Jun 2004

  • Olmec Securities Ltd (no longer appointed)

    FRN 178313 · Appointed 1 Jan 1995 · Until 3 Jun 2004

  • Telcourt (no longer appointed)

    FRN 183794 · Appointed 1 Jan 1995 · Until 3 Jun 2004

  • Retirement Care Group (no longer appointed)

    FRN 181748 · Appointed 30 Nov 1994 · Until 3 Jun 2004

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (94)SMF7 Group Entity Senior Manager

  2. controlled function added: (93)SMF7 Group Entity Senior Manager

  3. controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)

  4. controlled function added: (91)SMF2 Chief Finance

  5. controlled function added: (90)SMF3 Executive Director

  6. controlled function added: (89)[FCA CF] Significant management

  7. controlled function added: (88)[FCA CF] Functions requiring qualifications

  8. controlled function added: (87)[FCA CF] Manager of certification employee

  9. controlled function added: (86)[FCA CF] Material risk taker

  10. controlled function added: (85)[FCA CF] Client dealing