ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Kevin Williams
IRN KXW00010
- (1121)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Kian Tiong Sim
IRN KTS00002
- (1552)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Kim Spence
IRN KXT01146
- (1440)CF22 Investment Adviser (Trainee) (19 Mar 2002 to 29 May 2003)
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Kingsley Juett
IRN KXJ00002
- (952)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Knut Ferner Robson
IRN KFR00001
- (786)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Kunal Oak
IRN KXO00061
- (68)SMF18 Other Overall Responsibility (since 13 Mar 2026)
- (1971)[FCA CF] Material risk taker (15 Aug 2025 to 16 Mar 2026)
- (1972)[FCA CF] Significant management (3 Oct 2024 to 16 Mar 2026)
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Lachlan MacKinnon MacGregor
IRN LMM00001
- (303)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 May 2002)
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Lance Thompson
IRN LXT00014
- (1056)CF22 Investment Adviser (Trainee) (10 Oct 2002 to 3 Jun 2003)
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Laura Blake
IRN LXB00539
- (36)[FCA CF] Significant management (since 6 Feb 2023)
- (1294)[FCA CF] Material risk taker (14 May 2024 to 23 Jan 2025)
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Lauren Jay Johnson
IRN LJJ00004
- (626)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (625)CF22 Investment Adviser (Trainee) (29 Jan 2002 to 12 Sep 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Mortgage Bureau (GB) Ltd (no longer appointed)
FRN 193964 · Appointed 14 Jun 2000 · Until 3 Jun 2004
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Bowburn Financial Management (no longer appointed)
FRN 201722 · Appointed 14 Jun 2000 · Until 3 Jun 2004
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The Lifetime Benefit Program Ltd (no longer appointed)
FRN 193962 · Appointed 13 Jun 2000 · Until 3 Jun 2004
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The City Mortgage Company Ltd (no longer appointed)
FRN 193957 · Appointed 8 Jun 2000 · Until 3 Jun 2004
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MNR Independent Mortgage Services (no longer appointed)
FRN 193993 · Appointed 5 Jun 2000 · Until 3 Jun 2004
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Corporate Accountancy Solutions Limited (no longer appointed)
FRN 193910 · Appointed 23 May 2000 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (94)SMF7 Group Entity Senior Manager
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controlled function added: (93)SMF7 Group Entity Senior Manager
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controlled function added: (92)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (91)SMF2 Chief Finance
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controlled function added: (90)SMF3 Executive Director
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controlled function added: (89)[FCA CF] Significant management
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controlled function added: (88)[FCA CF] Functions requiring qualifications
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controlled function added: (87)[FCA CF] Manager of certification employee
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controlled function added: (86)[FCA CF] Material risk taker
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controlled function added: (85)[FCA CF] Client dealing