ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED

Date authorised
3 November 2014
Companies House
08764231
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Unit

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Unit

  • Stockbroking

    For Professional, Retail (Investment), Unit

  • Investment Setup

    For Professional, Retail (Investment), Unit

  • Holds Your Assets

    For Professional, Retail (Investment), Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony O'Riordan

    IRN AXO00156

    • SMF9 Chair of the Governing Body (since 26 Jul 2024)
  • Anthony William Mudd

    IRN AWM01123

    • [FCA CF] Significant management (9 Dec 2019 to 10 Mar 2021)
  • Antonia Siddle

    IRN AXS05253

    • [FCA CF] Material risk taker (since 1 Nov 2024)
    • [FCA CF] Significant management (since 5 Aug 2024)
  • Barbara Anne Green

    IRN BXD43298

    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2021)
  • Blanche Neal

    IRN BXN01118

    • CF10a CASS Oversight function (19 Jun 2017 to 31 Dec 2018)
  • Caroline Emma Hallatt

    IRN CEH01064

    • [FCA CF] Significant management (9 Dec 2019 to 8 Dec 2020)
  • Caroline Waddington

    IRN CXO01322

    • SMF7 Group Entity Senior Manager (since 16 Sep 2024)
  • Ceri Ulyatt

    IRN CXU00008

    • [FCA CF] Significant management (since 11 Feb 2026)
    • [FCA CF] Material risk taker (since 11 Feb 2026)
  • Charles Frederick Basil Woodd

    IRN CFW01033

    • SMF3 Executive Director (since 5 Jan 2026)
    • SMF2 Chief Finance (since 11 Nov 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Nov 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 11 Nov 2024)
  • Christopher Patrick Morrison

    IRN CPM01086

    • [FCA CF] Material risk taker (1 Sep 2022 to 31 May 2024)
    • [FCA CF] Significant management (12 May 2022 to 31 May 2024)
    • [FCA CF] Manager of certification employee (12 May 2022 to 4 Jan 2024)
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Recent activity

Updates to this firm's record on the FCA register.

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