Anthony William Mudd

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- CF1 Director (AR) (since 20 Dec 2018)
- [FCA CF] Client dealing (20 Feb 2024 to 2 Jun 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Jun 2025)
- [FCA CF] Significant management (9 Dec 2019 to 2 Jun 2025)
- CF30 Customer (10 Jun 2009 to 3 Sep 2025)
Future Proof Ltd
FRN 825935
- (3)Employed By (since 20 Dec 2018)
ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)
FRN 122472
- [FCA CF] Significant management (9 Dec 2019 to 10 Mar 2021)
ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED (no longer approved here)
FRN 622916
- [FCA CF] Significant management (9 Dec 2019 to 10 Mar 2021)
ST. JAMES'S PLACE UK PLC (no longer approved here)
FRN 150026
- [FCA CF] Significant management (10 Dec 2018 to 2 Jun 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.