SPF Private Clients Limited

• Principal Place of Business

  S P F Private Clients

  33 Gracechurch Street

  London

  City Of London

  EC3V 0BT

  UNITED KINGDOM

  Phone

  +442073308500

  Web

  https://www.spf.co.uk

• Complaints Contact

  S P F Private Clients

  33 Gracechurch Street

  London

  City Of London

  EC3V 0BT

  UNITED KINGDOM

  Phone

  +442073308500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Lisa Hoye

  IRN LXH79166

  • [FCA CF] Functions requiring qualifications (26 Mar 2020 to 6 Dec 2021)
• Lisa Jane Mcgregor

  IRN LXW00115

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Apr 2022)
• Louis Jones Cole

  IRN LXC00337

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 28 Feb 2022)
• Lucinda Johnson

  IRN LXJ00088

  • [FCA CF] Functions requiring qualifications (2 Mar 2022 to 31 Dec 2024)
• Luke Paul Thorne

  IRN LXT00072

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Manager of certification employee (since 31 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Luke Worrell

  IRN LXW00228

  • [FCA CF] Functions requiring qualifications (4 Jul 2022 to 19 Aug 2022)
• Marc Thomas Tomkins

  IRN MXT00495

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 26 Oct 2023)
  • [FCA CF] Client dealing (since 26 Oct 2023)
• Marcus Edward Hodges

  IRN MEH00024

  • CF21 Investment Adviser (20 Oct 2003 to 31 Dec 2003)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Oct 2003)
• Marcus Edward Hodges

  IRN MXH00371

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Manager of certification employee (since 23 Feb 2026)
  • [FCA CF] Functions requiring qualifications (since 23 Feb 2026)
  • SMF3 Executive Director (3 Jan 2023 to 31 Dec 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Nov 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Feb 2025)
• Maria Deschamps

  IRN MXD00152

  • CF21 Investment Adviser (4 Dec 2002 to 31 Dec 2003)
  • CF22 Investment Adviser (Trainee) (17 Jul 2002 to 4 Dec 2002)

• Savills (UK) Limited (no longer appointed)

  FRN 746575 · Appointed 10 May 2016 · Until 31 Dec 2017 · Tied agent

• Laurence Greenfield (no longer appointed)

  FRN 661572 · Appointed 14 Mar 2016 · Until 5 Jun 2017

• Bespoke Capital Management LLP (no longer appointed)

  FRN 400031 · Appointed 26 Oct 2010 · Until 11 Jun 2012

• Savills (L&P) Ltd (no longer appointed)

  FRN 416688 · Appointed 6 Dec 2004 · Until 31 Jan 2006

• Savills Commercial Ltd (no longer appointed)

  FRN 415499 · Appointed 23 Nov 2004 · Until 4 May 2006

No changes recorded yet.