Luke Worrell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mantra Consultancy & Capital Limited (no longer approved here)
FRN 751935
- [FCA CF] Client dealing (14 Nov 2022 to 4 Dec 2023)
- [FCA CF] Functions requiring qualifications (23 Sep 2022 to 4 Dec 2023)
SPF Private Clients Limited (no longer approved here)
FRN 189213
- [FCA CF] Functions requiring qualifications (4 Jul 2022 to 19 Aug 2022)
Mortgage Finance Brokers Limited (no longer approved here)
FRN 313537
- [FCA CF] Manager of certification employee (8 Dec 2021 to 27 Apr 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.