Marc Thomas Tomkins

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SPF Private Clients Limited

    FRN 189213

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 26 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 26 Oct 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (27 Apr 2023 to 25 Aug 2023)
    • Appointed representative dealing with clients for which they require qualification (13 Feb 2023 to 25 Aug 2023)
  • CFS Wealth Planning Limited (no longer approved here)

    FRN 911510

    • Employed By (27 Apr 2023 to 25 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.