Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SPF Private Clients Limited
FRN 189213
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 23 Feb 2026)
- [FCA CF] Manager of certification employee (since 23 Feb 2026)
- SMF3 Executive Director (3 Jan 2023 to 31 Dec 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Nov 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Feb 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.