Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SPF Private Clients Limited (no longer approved here)

    FRN 189213

    • CF21 Investment Adviser (4 Dec 2002 to 31 Dec 2003)
    • CF22 Investment Adviser (Trainee) (17 Jul 2002 to 4 Dec 2002)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2002)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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