SOVEREIGN MONEY MATTERS LIMITED

• Principal Place of Business

  Sovereign Financial Partners

  Sovereign House Unit 9

  Ebor Court

  Malton Way

  Doncaster

  DN6 7FE

  UNITED KINGDOM

  Phone

  +4401302721633

  Web

  https://www.sovereignfp.co.uk

• Complaints Contact

  Sovereign Financial Partners

  Sovereign House Unit 9

  Ebor Court

  Malton Way

  Doncaster

  DN6 7FE

  UNITED KINGDOM

  Phone

  +4401302721633

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lisa Marie McCaw

  IRN LMR01036

  • [FCA CF] Functions requiring qualifications (20 Aug 2020 to 1 Oct 2020)
• Mark Alfred Gregory

  IRN MAG00013

  • CF30 Customer (4 Jan 2016 to 29 Sep 2017)
• Mark Jonathan Waterhouse

  IRN MJW00085

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 13 Apr 2021)
  • Appointed representative dealing with clients for which they require qualification (since 13 Apr 2021)
  • CF30 Customer (since 3 Jun 2020)
• Matthew Fox

  IRN MXF00060

  • [FCA CF] Client dealing (23 Sep 2020 to 16 Dec 2021)
  • [FCA CF] Functions requiring qualifications (23 Sep 2020 to 16 Dec 2021)
• Michael Ian Chapman

  IRN MIC00002

  • Responsible for Insurance Mediation (1 Jul 2013 to 21 Nov 2013)
  • CF10 Compliance Oversight (1 Jul 2013 to 17 Sep 2013)
  • CF1 Director (1 Jul 2013 to 17 Sep 2013)
  • CF30 Customer (1 Jul 2013 to 1 Aug 2015)
• Paul Henry Gregson

  IRN PHG00001

  • Responsibility for MCD Intermediation (25 Mar 2020 to 24 Aug 2020)
• Richard Taylor

  IRN RXT00174

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 13 Jan 2025)
  • [FCA CF] Client dealing (since 13 Jan 2025)
• Samantha Jane Packham

  IRN SJP01356

  • CF30 Customer (7 Jul 2014 to 22 Feb 2016)
• Steven Trevor Parsons

  IRN STP00012

  • CF30 Customer (14 Nov 2014 to 30 Sep 2016)
• Zbigniew Frank Orlinski

  IRN ZFO00001

  • [FCA CF] Functions requiring qualifications (6 May 2020 to 4 Oct 2020)
  • CF30 Customer (3 Sep 2019 to 8 Dec 2019)

• AireValley IFA Ltd

  FRN 926692 · Appointed 26 May 2020

No changes recorded yet.