Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Best Practice IFA Group Limited
FRN 223112
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 9A. Advising on P2P agreements
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 28 Feb 2022)
- Appointed representative dealing with clients for which they require qualification (since 28 Feb 2022)
- CF30 Customer (since 17 Feb 2022)
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- [FCA CF] Client dealing (23 Sep 2020 to 16 Dec 2021)
- [FCA CF] Functions requiring qualifications (23 Sep 2020 to 16 Dec 2021)
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- CF30 Customer (16 Apr 2019 to 31 Oct 2019)
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- Employed By (16 Apr 2019 to 31 Oct 2019)
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- CF30 Customer (24 Jul 2015 to 31 Aug 2016)
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- CF30 Customer (1 Jun 2015 to 29 Feb 2016)
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- CF30 Customer (6 Jan 2010 to 11 Mar 2011)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.