Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (13 Oct 2020 to 27 Jul 2023)
- [FCA CF] Functions requiring qualifications (13 Oct 2020 to 27 Jul 2023)
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- [FCA CF] Functions requiring qualifications (6 May 2020 to 4 Oct 2020)
- CF30 Customer (3 Sep 2019 to 8 Dec 2019)
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- CF30 Customer (13 Dec 2013 to 28 Feb 2017)
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- CF30 Customer (1 Nov 2007 to 22 Jan 2014)
- CF4 Partner (1 Nov 2004 to 31 Jan 2014)
- CF24 Pension Transfer Specialist (1 Nov 2004 to 31 Oct 2007)
- CF21 Investment Adviser (1 Nov 2004 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 Nov 2004 to 28 Jan 2014)
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- (1)Employed By (1 Oct 1998 to 29 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.