Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRULY INDEPENDENT LTD (no longer approved here)

    FRN 513655

    • [FCA CF] Client dealing (13 Oct 2020 to 27 Jul 2023)
    • [FCA CF] Functions requiring qualifications (13 Oct 2020 to 27 Jul 2023)
  • SOVEREIGN MONEY MATTERS LIMITED (no longer approved here)

    FRN 599883

    • [FCA CF] Functions requiring qualifications (6 May 2020 to 4 Oct 2020)
    • CF30 Customer (3 Sep 2019 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (13 Dec 2013 to 28 Feb 2017)
  • P A Asset Management LLP (no longer approved here)

    FRN 401741

    • CF30 Customer (1 Nov 2007 to 22 Jan 2014)
    • CF4 Partner (1 Nov 2004 to 31 Jan 2014)
    • CF24 Pension Transfer Specialist (1 Nov 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Nov 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Nov 2004 to 28 Jan 2014)
  • P A Asset Management (439) (no longer approved here)

    FRN 152719

    • (1)Employed By (1 Oct 1998 to 29 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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