Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PROFILE FINANCIAL SOLUTIONS LTD
FRN 596398
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (6 Sep 2017 to 8 Dec 2019)
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- CF30 Customer (7 Jul 2014 to 22 Feb 2016)
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- CF30 Customer (26 Mar 2014 to 10 Jun 2014)
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- CF30 Customer (20 Aug 2012 to 26 Mar 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.