Mark Alfred Gregory

• South Lakes Citizens Advice Bureau

  FRN 617574

  • Director of firm who is not a certification employee or a SMF manager (since 11 Oct 2022)
• True Potential Wealth Management LLP (no longer approved here)

  FRN 529810

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Dec 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Dec 2020)
  • CF30 Customer (10 Aug 2018 to 8 Dec 2019)
• SOVEREIGN MONEY MATTERS LIMITED (no longer approved here)

  FRN 599883

  • CF30 Customer (4 Jan 2016 to 29 Sep 2017)
• Quilter Financial Planning Solutions Limited (no longer approved here)

  FRN 184591

  • CF30 Customer (1 Nov 2007 to 6 Jul 2010)
  • CF21 Investment Adviser (15 Oct 2002 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (29 May 2002 to 15 Oct 2002)
• Financial Management Bureau Limited (no longer approved here)

  FRN 125710

  • CF21 Investment Adviser (7 Feb 2002 to 3 May 2002)
• HBOS Investment Fund Managers Limited (no longer approved here)

  FRN 119223

  • CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2002)

No changes recorded yet.