Sova Capital Limited

• Principal Place of Business

  5-7 Ireland Yard

  London

  EC4V 5EH

  UNITED KINGDOM

  Phone

  +441216190120

  Web

  http://www.sovacapital.com

• Complaints Contact

  c/o Teneo Financial Advisory Limited

  The Colmore Building

  20 Colmore Circus, Queensway

  Birmingham

  B4 6AT

  UNITED KINGDOM

  Phone

  +4401216190120

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Fraser Smith

  IRN FJS01041

  • SMF2 Chief Finance (1 Sep 2021 to 31 Oct 2025)
  • [FCA CF] Material risk taker (11 Jan 2021 to 1 Sep 2021)
  • [FCA CF] Significant management (11 Jan 2021 to 1 Sep 2021)
• Gary Clifford-Newman

  IRN GCN00013

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Feb 2023)
  • CF30 Customer (14 Aug 2018 to 8 Dec 2019)
• Gennaro Pinto

  IRN GXP01301

  • CF30 Customer (7 Dec 2007 to 14 Aug 2008)
• George Urumov

  IRN GXU01009

  • CF30 Customer (3 Feb 2011 to 4 Jan 2012)
• Georgy Lolaev

  IRN GXL17142

  • [FCA CF] Client dealing (9 Dec 2019 to 20 May 2022)
  • CF30 Customer (15 Jul 2019 to 8 Dec 2019)
• Georgy Mayorov

  IRN GXM00310

  • [FCA CF] CASS oversight function (23 Dec 2021 to 1 Jun 2022)
  • [FCA CF] Significant management (23 Nov 2020 to 1 Jun 2022)
  • [FCA CF] Manager of certification employee (15 Oct 2020 to 1 Jun 2022)
  • [FCA CF] Client dealing (15 Oct 2020 to 1 Jun 2022)
• Gerald Craggs

  IRN GXC01211

  • CF1 Director (14 Apr 2004 to 29 Jun 2007)
• Grahame Albert Fenton Rose

  IRN GAR01081

  • CF30 Customer (18 Feb 2008 to 26 Jun 2008)
• Grigoriy Kozin

  IRN GXK01521

  • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
  • CF29 Significant management (1 Dec 2016 to 8 Dec 2019)
• Herbert Filmer

  IRN HXF01023

  • CF1 Director (AR) (24 Jan 2008 to 26 Jun 2008)

• Rutherford Capital Markets Limited (no longer appointed)

  FRN 477127 · Appointed 2 Jan 2008 · Until 26 Jun 2008

No changes recorded yet.