Sova Capital Limited

• Principal Place of Business

  5-7 Ireland Yard

  London

  EC4V 5EH

  UNITED KINGDOM

  Phone

  +441216190120

  Web

  http://www.sovacapital.com

• Complaints Contact

  c/o Teneo Financial Advisory Limited

  The Colmore Building

  20 Colmore Circus, Queensway

  Birmingham

  B4 6AT

  UNITED KINGDOM

  Phone

  +4401216190120

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Howard Peter Snell

  IRN HPS01009

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Sep 2025)
  • SMF10 Chair of the Risk Committee (9 Dec 2019 to 7 May 2021)
  • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 1 Sep 2025)
  • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 1 Sep 2025)
  • CF2 Non Executive Director (13 Jul 2018 to 8 Dec 2019)
  • CF10a CASS Oversight function (5 Dec 2011 to 31 Jan 2013)
  • CF3 Chief Executive (5 Dec 2011 to 31 Jan 2013)
  • CF1 Director (4 Nov 2009 to 13 Jul 2018)
  • CF30 Customer (4 Nov 2009 to 13 Jul 2018)
• Iaroslav Vishniakov

  IRN IXV01079

  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2022)
  • [FCA CF] Algorithmic trading (9 Dec 2019 to 10 Dec 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Dec 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2022)
  • CF29 Significant management (5 Oct 2017 to 8 Dec 2019)
  • CF30 Customer (16 Dec 2015 to 8 Dec 2019)
• Igor Burlakov

  IRN IXB01492

  • SMF18 Other Overall Responsibility (9 Dec 2019 to 6 Dec 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2021)
  • CF29 Significant management (11 Sep 2017 to 8 Dec 2019)
  • CF30 Customer (16 Dec 2015 to 8 Dec 2019)
• Igor Sukhanov

  IRN IXS01807

  • [FCA CF] Client dealing (9 Dec 2019 to 20 May 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 20 May 2022)
  • CF30 Customer (6 Jul 2018 to 8 Dec 2019)
• Igor Vaynshelboym

  IRN IXV01049

  • CF29 Significant management (22 Nov 2012 to 4 Dec 2012)
• Igor Yoni Gluhovsky

  IRN IYG01000

  • CF30 Customer (6 Jan 2011 to 7 Sep 2012)
• Ilya Lyapustin

  IRN IXL13605

  • CF30 Customer (6 Apr 2019 to 3 Jun 2019)
• Ilya Sobolevsky

  IRN IXS00135

  • [FCA CF] Significant management (since 15 Oct 2020)
  • [FCA CF] Material risk taker (since 15 Oct 2020)
• Irina Glazkova

  IRN IXG00066

  • [FCA CF] Manager of certification employee (16 Oct 2020 to 13 May 2022)
  • [FCA CF] Client dealing (16 Oct 2020 to 13 May 2022)
• Jamie Benjamin Sidlin

  IRN JBS01085

  • CF30 Customer (18 Feb 2008 to 31 Mar 2008)

• Rutherford Capital Markets Limited (no longer appointed)

  FRN 477127 · Appointed 2 Jan 2008 · Until 26 Jun 2008

No changes recorded yet.