Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
TFS Loans Limited
FRN 724439
- SMF9 Chair of the Governing Body (since 9 Apr 2020)
- Responsibility for MCD Intermediation (since 16 Jan 2019)
- SMF3 Executive Director (9 Dec 2019 to 9 Apr 2020)
- SMF1 Chief Executive (9 Dec 2019 to 9 Apr 2020)
- CF1 Director (16 Jan 2019 to 8 Dec 2019)
- CF3 Chief Executive (16 Jan 2019 to 8 Dec 2019)
- CF2 Non Executive Director (3 Nov 2016 to 7 Dec 2018)
-
- SMF10 Chair of the Risk Committee (9 Dec 2019 to 7 May 2021)
- SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 1 Sep 2025)
- SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Sep 2025)
- SMF13 Chair of the Nominations Committee (9 Dec 2019 to 1 Sep 2025)
- CF2 Non Executive Director (13 Jul 2018 to 8 Dec 2019)
- CF3 Chief Executive (5 Dec 2011 to 31 Jan 2013)
- CF10a CASS Oversight function (5 Dec 2011 to 31 Jan 2013)
- CF1 Director (4 Nov 2009 to 13 Jul 2018)
- CF30 Customer (4 Nov 2009 to 13 Jul 2018)
-
- CF2 Non Executive Director (26 Oct 2016 to 3 Oct 2017)
-
- CF2 Non Executive Director (30 Jun 2009 to 11 Sep 2009)
- CF11 Money Laundering Reporting (27 Feb 2008 to 22 Sep 2008)
- CF10 Compliance Oversight (27 Feb 2008 to 22 Sep 2008)
- CF30 Customer (1 Nov 2007 to 30 Jun 2009)
- CF21 Investment Adviser (19 Jan 2006 to 31 Oct 2007)
- CF1 Director (10 May 2004 to 30 Jun 2009)
- CF3 Chief Executive (10 May 2004 to 30 Jun 2009)
- CF26 Customer Trading (10 May 2004 to 31 Oct 2007)
- CF8 Apportionment and Oversight (10 May 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.