Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 9 Apr 2020)
    • Responsibility for MCD Intermediation (since 16 Jan 2019)
    • SMF3 Executive Director (9 Dec 2019 to 9 Apr 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 9 Apr 2020)
    • CF1 Director (16 Jan 2019 to 8 Dec 2019)
    • CF3 Chief Executive (16 Jan 2019 to 8 Dec 2019)
    • CF2 Non Executive Director (3 Nov 2016 to 7 Dec 2018)
  • Sova Capital Limited (no longer approved here)

    FRN 225539

    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 7 May 2021)
    • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 1 Sep 2025)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 1 Sep 2025)
    • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 1 Sep 2025)
    • CF2 Non Executive Director (13 Jul 2018 to 8 Dec 2019)
    • CF3 Chief Executive (5 Dec 2011 to 31 Jan 2013)
    • CF10a CASS Oversight function (5 Dec 2011 to 31 Jan 2013)
    • CF1 Director (4 Nov 2009 to 13 Jul 2018)
    • CF30 Customer (4 Nov 2009 to 13 Jul 2018)
  • PREMFINA LIMITED (no longer approved here)

    FRN 724083

    • CF2 Non Executive Director (26 Oct 2016 to 3 Oct 2017)
  • Sberbank CIB (UK) Limited (no longer approved here)

    FRN 228551

    • CF2 Non Executive Director (30 Jun 2009 to 11 Sep 2009)
    • CF11 Money Laundering Reporting (27 Feb 2008 to 22 Sep 2008)
    • CF10 Compliance Oversight (27 Feb 2008 to 22 Sep 2008)
    • CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • CF21 Investment Adviser (19 Jan 2006 to 31 Oct 2007)
    • CF1 Director (10 May 2004 to 30 Jun 2009)
    • CF3 Chief Executive (10 May 2004 to 30 Jun 2009)
    • CF26 Customer Trading (10 May 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (10 May 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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